Engagement
Origination sampling review
A lighter financial audit of loan origination applications using a focused sample when you need early signals rather than a full cycle review.
Fit
Useful when a product owner wants a pulse check on recent originations without commissioning a full multi-week file audit. Still a genuine financial audit of loan origination applications—just with a tighter sample and a shorter memorandum.
What you get
- Agreed sample (often 25–60 files)
- Checklist focused on the three to five control points you nominate
- Exception table with severity tags
- Short closing note suitable for an operational meeting, not a board appendix
Limits
This engagement does not replace a full origination file audit when a regulator or board expects comprehensive coverage. Material findings may lead us to recommend expanding the sample.